24 days old

Compliance Officer

Kelly Services
New York, NY 10176
  • Jobs Rated
Kelly has an excellent 4 month Compliance Officer contract position to assist an International Financial company in New York City. This role starts as remote but may need to have some days in person in the Manhattan or Jersey City office before the end of the contract. Excellent opportunity for continued employment at the end of the contract. This is a great foot in the door opportunity!

Hours: 8-5:30 M-F

Pay: $36 - $39 per hour based on experience

Responsibilities include but not limited to:

Provide compliance coverage of certain FICC Sales & Trading Desks, which may include providing assistance in any the following areas: Investment Grade Credit, High Yield Credit, Distressed Debt, Loans, Convertibles

Monitor regulatory developments and assist in implementation of controls relating to rules and regulations

Develop and conduct trainings on business/regulatory matters

Develop and maintain policies and procedures to comply with new regulatory requirements

Assist with exams from internal audit and act as liaison with external regulators

Assist in enhancing and developing surveillance reports as necessary

Review new product and business initiatives from a compliance perspective

Work on regulatory inquiries.

Skills and Requirements:

Someone who can jump right in with minimal training

Basic Microsoft Application Experience

Solid understanding of broker-dealer business and trading floor environment and governing regulations

Fixed income background and experience preferred

Excellent writing, analytical, and communication skills

Bachelors Degree in related field

Apply today!

**Why Kelly** **** **?**

Youre looking to keep your career moving onward and upward, and were here to help you do just that. Our financial staffing experts will connect you with premier companies for opportunities where you can learn, grow, and thrive. Jobs that fit your skills and experience, and most importantly, fit right on your path of where you want to go in in your career. It all adds up.

**About Kelly** ****

At Kelly, were always thinking about whats next and advising job seekers on new ways of working to reach their full potential. In fact, were a leading advocate for temporary/nontraditional workstyles, because we believe they allow flexibility and tremendous growth opportunities that enable a better way to work and live (plus, did we mention we provide a ton of benefits ?). Connecting great people with great companies is what we do best, and our employment opportunities span a wide variety of workstyles, skill levels, and industries around the world.

Kelly is an equal opportunity employer committed to employing a diverse workforce and providing accommodations for people with disabilities in all parts of the hiring process as required under its Employment Accommodation Policy. Kelly will work with applicants to meet accommodation needs that are made known to Kelly in advance.

Jobs Rated Reports for Compliance Officer

Posted: 2021-08-23 Expires: 2021-09-23

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Compliance Officer

Kelly Services
New York, NY 10176

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Compliance Officer
23rd2019 - Compliance Officer
Overall Rating: 23/199
Median Salary: $67,870

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