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11 days old

Possession and Control Compliance Analyst

Kelly Services
Jersey City, NJ 07308
Kelly Services is seeking a **Possession and Control Compliance Analyst** for a Canadian multinational financial services company in **Jersey City, NJ.**





**Job Title: Possession and Control Compliance Analyst**

Location: Jersey City, NJ (Remote for foreseeable future)

Job Type: Temporary, (potential Temp-To-Hire)

Length: 6-Months

Est. Start Date: 11/1/2020

Hours: 37.5 hours weekly.

Pay Rate: $44 - $54 per hour





**Department:** Customer Protection Control Team. Four person department, each reporting to manager. Culture is very collaborative, both internally and with key business partners.

**Reason for Opening** : Maternity Leave





**Responsibilities:**



Perform daily segregation compliance monitoring functions: Internal tools and reports are accessed to determine non-compliance, along with the BPS (Broadridge) and DTC systems, and various BPS reports. Follow up with operations teams and prepare risk incident reports as applicable (5 hrs.). Assist Team with various Audit and Company Governance projects (3 hrs.).





**Software Skills:**



Broadridge (BPS) applications, DTC, Microsoft Excel. Each will be used to perform research that is integral to the teams daily compliance monitoring functions.





**Education and Experience:**




+ Bachelors degree or equivalent preferably with emphasis in Business, Accounting, or Finance.

+ Ten years prior experience working in a self-clearing broker dealer, preferably performing daily settlement, balancing, and/or core back-office reconciliation functions.

+ Prior experience using Broadridge back office applications (BPS); and core Broadridge reports (Stock Record, RD Master, Pending Excess, etc.)

+ Advanced knowledge of brokerage accounting principles and best audit practices applicable to self-clearing Broker Dealers

+ Meticulous focus on detail / accuracy with respect to record keeping, reporting, and all written communications.



**Nice to Have:**




+ Prior regulatory experience working at the SEC, FINRA, Federal Reserve, etc., and / or

+ Prior audit / consulting experience working at Big Four firm covering financial services firms.



**Soft Skills:**




+ Effective communication skills, Team Work, Adaptability



**Other notes:**




+ Working from home through at least 12/31. Possibly working on site in 2021 (TBD)

+ Training for the daily compliance monitoring functions will begin ASAP. It will entail daily shadowing of assigned staff, and frequent one on one debriefing meetings with myself.





**APPLY TODAY!**



****Important information** : This position is recruited for by a remote Kelly office, not your local Kelly branch. If you have questions about the position, you may contact the recruiter recruiting for this position Robv492@kellyservices.com **however,** your resume should be uploaded via the **_SUBMIT RESUME_** button included within**




**Why Kelly** **** **?**



As a worker today, its up to you to take charge of your career and look for opportunities to learn, grow, and achieve your potential. Helping you find whats next is what were all about. We know whats going on in the evolving world of workjust ask the nearly 500,000 people we employ each year. Connecting with us means getting the support, guidance, and opportunities needed to take your career where you may have never imagined.




**About Kelly** ****



At **Kelly** , were always thinking about whats next and advising job seekers on new ways of working to reach their full potential. In fact, were a leading advocate for temporary/nontraditional workstyles, because we believe they allow flexibility and tremendous growth opportunities that enable a better way to work and live. Connecting great people with great companies is what we do best, and our employment opportunities span a wide variety of workstyles, skill levels, and industries around the world.


Kelly is an equal opportunity employer committed to employing a diverse workforce, including, but not limited to, minorities, females, individuals with disabilities, protected veterans, sexual orientation, gender identity. Equal Employment Opportunity is The Law.

\#KellyGTS

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Posted: 2020-10-09 Expires: 2020-11-09

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Possession and Control Compliance Analyst

Kelly Services
Jersey City, NJ 07308

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